Susie Bolton

Introducing Susie

Susie heads up the compliance function at NGEN Capital, and is responsible for ensuring that regulatory obligations are met across the group.

She has over 20 years of experience in financial services compliance, previously holding the position of Strategic Compliance Director at SimplyBiz where she coordinated tailored compliance support for specialist firms under the Signature service. She has a diverse knowledge of financial services regulation, including direct FCA intervention, due to a broad range of technical roles with institutions such as Legal and General and Just, and supporting a multitude of small regulated firms throughout her career. She held senior roles with two networks, managing the supervisory teams; and developed and implemented a sector specific oversight and monitoring regime within top ten accountancy firm Smith and Williamson.

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